Financial Regulations

We continue to closely monitor systems and policy changes affecting the finance industry, and our long-term clients in all areas within the sector (including financial holding companies, banks, lenders, credit card companies, financial investment companies, trust companies, savings banks, asset management companies, etc.) appreciate our in-depth understanding of the applicable laws and their product offerings. Our professionalism is acknowledged by the Financial Supervisory Service and the Financial Supervisory Commission, who regularly approach us to provide advice and technical updates.

◆ Preparation, maintenance, and review of general terms and conditions
◆ Advice in the development of financial products
◆ Advice in respect of transactions between financial holding companies and affiliates
◆ Advice on the establishment of financial institutions and relevant regulations
◆ Advice on internal audits and defending against the imposition of sanctions
◆ Assistance in permit/licensing applications and report submissions
◆ Provision of general financial regulatory advice

The Lawyer in Charge

Key Performance

  • Advised and represented the Banking Supervisory Authority and the Capital Markets Supervisory Authority of the Financial Supervisory Service in various litigation matters

  • Advised clients on the acquisition of securities companies and mutual savings banks

  • Regularly advising Korean banks on regulatory matters and litigation matters

  • Advised and represented both for and against real estate trusts, credit card companies, hire-purchase finance companies, specialized credit finance businesses, mutual savings banks, etc.

  • Advised and represented the Korea Federation of Savings Banks in various litigations